Title |
Manager - CS & Compliance |
Position Description |
Incumbent is responsible for ensuring compliance, RBI and FEMA regulation (financial & non-financial), fraud prevention, fraud /suspicious activity reporting, transaction monitoring, AML risk assessment. |
Reporting to: |
Chief Compliance Officer/Head- Credit & Risk, CEO & IFFS Board |
Main Responsibilities: |
To comply with and report to Group MLRO / Board of Directors about adherence of rules |
and regulations stipulated by Regulatory authorities such as RBI (as applicable to Compliance Dept), FEMA (Specific to Companies Act, 2013). |
Ensuring Compliance with RBI Directions applicable to NBFC |
To Formulate / update and ensure adherence to policies pertaining to Compliance Dept as per the Group |
To ensure timely filing of statutory forms and returns whether periodic or otherwise of ROC, RBI from Compliance and CS Dept. perspective |
To collect and disseminate the new compliance requirements as and when required. To oversee / conduct training programs pertaining to Compliance Dept. |
Position Requirements |
Education: Post graduate in Finance. |
8-12 years of Experience in managing Compliances in a NBFC |
Experience in Middle layer/Upper layer NBFC preferable |
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If you would like to be a part of our team, send us an email with your latest CV (and photograph) in either MS Word® or PDF® formats.